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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-76,939 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-124,230 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-171,024 vol 		0
Filed 2018-07-19
Tx date 2018-07-19 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-105,000 vol 		0
Filed 2018-05-25
Tx date 2018-05-25 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-20,474.88
-15,872 vol
$1.29 each 		83,517
Filed 2018-05-25
Tx date 2018-05-25 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash 		$-8,485.62
-6,578 vol
$1.29 each 		76,939
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$106,503
+86,588 vol
$1.23 each 		130,228
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$44,999
+36,585 vol
$1.23 each 		99,389
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash 		$-7,377.54
-5,998 vol
$1.23 each 		124,230
Filed 2018-04-12
Tx date 2018-04-09 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$43,050
+35,000 vol
$1.23 each 		105,000
Filed 2017-08-23
Tx date 2017-08-23 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other 		$-806,000
-50,000 vol
$16.12 each 		70,000
Filed 2017-03-30
Tx date 2016-12-31 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+1,573 vol 		13,373
Filed 2017-03-10
Tx date 2016-12-31 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan 		$365.00
+146 vol
$2.50 each 		43,640
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$44,998
+19,736 vol
$2.28 each 		62,804
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options 		$389,934
+171,024 vol
$2.28 each 		171,024
Filed 2017-01-19
Tx date 2014-09-29 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$79,800
+35,000 vol
$2.28 each 		120,000
Filed 2016-03-24
Tx date 2016-03-18 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$22,383
+10,659 vol
$2.10 each 		11,800
Filed 2016-03-15
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$40,441
+19,258 vol
$2.10 each 		19,258
Filed 2016-03-15
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights 		$50,001
+23,810 vol
$2.10 each 		43,068
Filed 2016-03-15
Tx date 2014-09-29 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-14
Tx date 2015-12-31 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$9,659
+864 vol
$11.18 each 		1,141
Filed 2016-03-14
Tx date 2016-03-11 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights 		$79,048
+37,642 vol
$2.10 each 		43,494
Filed 2016-03-14
Tx date 2015-12-31 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan 		$2,147
+171 vol
$12.56 each 		5,852
Filed 2016-01-08
Tx date 2016-01-04 		$NAL
Newalta Corporation 		Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$122,500
+35,000 vol
$3.50 each 		85,000